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Carl Wallis

Carl Wallis Compliance & Risk Director Sesame Bankhall Group

Carl has over 16 years’ experience of working in compliance related roles. He has worked directly with the FCA on a range of topics and initiatives, from the development and launch of investment funds, to business level review and implementation of significant regulatory changes such as MiFID, IMD, IMD II, Retail Distribution Review & the Mortgage Market Study. 

Carl actively champions robust compliance cultures and high ethical standards within financial services firms by being a strong advocate, sharing his knowledge and insight internally and externally to the wider market.

Keeping his knowledge up to date with qualifications which include both ICA Professional Postgraduate Diploma and Diploma in Governance, Risk & Compliance, Carl is a thought leader and compliance expert.

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